Exl Service

LEC Financial Auditor - Consulting Group

US-NY-New York
Regular Full-Time
Job Code


At EXL, we believe there is always a better way. We look deeper, we find it and make it happen. Our solutions integrate operations management services, analytics and technology platforms to deliver immediate results and long-term business impact.


Ours is a company built on value and trust. Our core values are innovation, excellence, collaboration, integrity and trust. We take client service seriously; and our clients’ priorities drive our business focus. Their journey is our journey.


EXL’s Finance Transformation practice focuses on 5 key areas, including, Finance Organizational Design, Process Optimization, Finance Systems Advisory, Compliance & Assurance, and Accounting Advisory Services.


  • Understand and apply knowledge of various financial products and regulatory requirements during projects
  • Lead initiatives for improvement of finance processes and control environment
  • Create and maintain strong relationships with Front, Middle Office and Technology functions
  • Address complex queries from various stakeholders
  • Travel up to 25% may be required based on client requests/ commitments


  • 5-12 years max experience of Controllership/ Legal Entity Control/ Product Control experience
  • Experience of working in Investment Banking and/or Broker Dealer in US either directly or through a Big 4 consulting firm or any other reputed professional services firm is a must
  • Bachelor’s degree in Finance, Accounting and/or Business Administration
  • CPA is a must
  • Experience in Federal Reserve Board (FRB) Legal Entity Reporting (FR Y9LP, FR Y11etc. ) , Regulatory Reporting is required
  • Experience in month close of balance sheet and income statement accounts, including substantiation and sign- off
  • Experience in preparing regulatory filings for SEC and FINRA, as required
  • Experience in preparing and presenting legal entity variance analysis
  • Exposure to transfer pricing , Balance sheet substantiation, product accounting is a plus
  • Experience in preparing financial statements
  • Experience in Change the Bank projects is a plus
  • Knowledge and experience of various financial products
  • Strong understanding of and experience in US GAAP
  • Awareness and keen interest in changing regulatory landscape
  • Strong written and oral communication skills
  • Competency with spreadsheets, word processing and database software and business systems (Word, Access, Excel, PowerPoint, SAP, etc)
  • Demonstrable skills in content creation and management, product positioning, proposal development and oversight, and relationship management
  • Ability to multi-task and work under strict deadlines
  • Strong quantitative and problem solving skills
  • Team player and goal oriented


EEO Statement



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